Shareholding Pattern
_______________________ Limited
Scrip Code: Quarter Ended: March, 2014
Date Begin: 1st January, 2014 Date End : 31st March, 2014
Table (I)(a) Statement Showing Shareholding Pattern |
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Cat. Code |
Category of Shareholder |
No.of Shares holders |
Total No. of Shares |
No.of shares held in dematerialized form |
Total Shareholding as a % of total no.of shares |
Shares pledged or otherwise encumbered |
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As a % of (A+B)1 |
As a % of (A+B+C) |
No.of Shares |
As a % |
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(I) |
(II) |
(III) |
(IV) |
(V) |
(VI) |
(VII) |
(VIII) |
IX)=(VIII)(IV)*100 |
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(A) |
Shareholding of Promoter and Promoter Group2 |
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1 |
Indian |
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a. |
Individuals/Hindu Undivided Family* |
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b. |
Central Government/State Government(s) |
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c. |
Bodies Corporate |
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d. |
Financial Institutions/Banks |
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e. |
Any Others (Specify) :- |
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(e-i) |
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(e-ii) |
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Sub Total (A)(1) |
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2 |
Foreign |
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a. |
Individuals (Non Resident Individuals/Foreign |
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b. |
Bodies Corporate |
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c. |
Institutions |
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Others:- |
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d. |
Qualified Foreign Investor |
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e. |
Any Others (Specify) :- |
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e-i |
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e-ii |
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Sub Total (A)(2) |
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Total Shareholding of Promoter. |
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(B) |
Public Shareholding |
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NA |
NA |
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1 |
Institutions |
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NA |
NA |
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a. |
Mutual Funds / UTI |
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b. |
Financial Institutions / Banks |
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c. |
Central Government / State Governments (s) |
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d. |
Venture Capital Funds |
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e. |
Insurance Companies |
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f. |
Foreign Institutional Investors |
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g. |
Foreign Venture Capital Investors |
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h. |
Qualified Foreign Investor |
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i. |
Any Other (specify) |
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(i-ii) |
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(i-ii) |
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Sub Total (B)(1) |
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B2 |
Non-Institutions |
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NA |
NA |
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a. |
Bodies Corporate |
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b. |
Individuals |
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I |
Individual shareholders holding nominal share capital up to Rs. 1 Lakh. |
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II |
Individual shareholders holding nominal share capital in excess of Rs. 1 lakh |
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c. |
Qualified Foreign Investor |
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d. |
Any Other (specify) |
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(d-i) |
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(d-ii) |
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Sub-Total (B)(2) |
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(B) |
Total Public Shareholding (B)= (B)(1)+(B)(2) |
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NA |
NA |
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TOTAL (A)+(B) |
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(C ) |
Shares held by Custodians and against which Depository Receipts have been issued |
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NA |
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NA |
NA |
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1 |
Promoter and Promoter Group |
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2 |
Public |
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Sub-Total (C ) |
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GRAND TOTAL (A)+(B)+(C) |
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NA |
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Notes:
1 For determining public shareholding for the purpose of Clause 40A |
2 For definitions of “Promoter” and “Promoter Group", refer to Clause 40A |
NA – Not applicable |
Introductory sub-table (I)(a) |
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Name of the Company: |
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Scrip Code, Name of the scrip, class of security: |
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Quarter ended: |
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Partly paid-up shares:- |
No. of partly paid-up shares |
As a % of total no. of partly paid-up shares |
As a % of total no. of shares of the company |
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Held by promoter/promoter group |
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Held by public |
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Total |
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Outstanding convertible securities:- |
No. of outstanding securities |
As a % of total no. of outstanding convertible securities |
As a % of total no. of shares of the company, assuming full conversion of the convertible securities |
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Held by promoter/promoter group |
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Held by public |
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Total |
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Warrants:- |
No. of warrants |
As a % of total no. |
As a % of total no. of shares of the company, assuming full conversion of warrants |
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Held by promoter/promoter group |
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Held by public |
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Total |
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Total paid-up capital of the company, assuming full |
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Promoter & Promoter Group (I)(b)
Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category “Promoter and Promoter Group” |
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Sr. No. |
Name of the shareholder |
Details of Shares held |
Encumbered shares (*) |
Details of warrants |
Details of convertible |
Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital |
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Number of shares held |
As a % of grand total (A) +(B) +( C ) |
No |
As a % |
As a % of grand total (A)+(B)+(C) of sub-clause (I)(a ) |
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Number of |
As a % |
Number of |
As a % |
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1 |
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2 |
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3 |
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4 |
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5 |
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6 |
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7 |
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8 |
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9 |
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10 |
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TOTAL |
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(*) The term “encumbrance” has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011
Public (I)(c)(i). |
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Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to |
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Sr. No. |
Name(s) of the |
Number |
Shares as a |
Details of warrants |
Details ofconvertible |
Total shares |
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Number of |
As a % total |
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Number of |
% w.r.t |
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1 |
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2 |
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3 |
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4 |
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5 |
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6 |
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7 |
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8 |
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9 |
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10 |
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TOTAL |
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Public (I)(c)(ii)
Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category “Public” and holding more than 5% of the total number of shares of the company | ||||||||
Sr. No. |
Name(s) of the |
Number |
Shares as a |
Details of warrants |
Details of convertible |
Total shares |
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Number of |
As a % total |
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Number of |
% w.r.t |
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1 |
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2 |
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3 |
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4 |
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5 |
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6 |
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7 |
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8 |
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9 |
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10 |
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TOTAL |
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Locked –in Shares (I)(d) Statement showing details of locked-in shares
Sr. No. |
Name of the shareholder |
Number of locked-in shares |
Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} |
1 |
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2 |
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3 |
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4 |
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5 |
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6 |
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7 |
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8 |
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9 |
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10 |
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TOTAL |
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Depository Receipts (DRs) II (a)
Statement showing details of Depository Receipts (DRs) | ||||
Sr. No. |
Type of outstanding DR (ADRs, GDRs, SDRs, etc.) |
Number of outstanding |
Number of shares underlying outstanding DRs |
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} |
1 |
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2 |
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3 |
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4 |
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5 |
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6 |
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7 |
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8 |
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9 |
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10 |
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TOTAL |
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Depository Receipts Holding (II)(b)
Statement showing holding of Depository Receipts (DRs), where underlying shares held by "promoter/promoter group" are in excess of 1% of the total number of shares | ||||
Sr. No. |
Type of outstanding DR (ADRs, GDRs, SDRs, etc.) |
Number of outstanding |
Number of shares underlying outstanding DRs |
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} |
1 |
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2 |
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3 |
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4 |
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5 |
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6 |
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7 |
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8 |
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9 |
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10 |
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TOTAL |
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(III)(a) Statement showing the voting pattern of shareholders, if more than one class of shares/securities
is issued by the issuer. (Give description of voting rights for each class of security
Class X:
Class Y:
Class Z:)
Cat
(I) |
Category of
(II) |
Number of Voting Rights |
Total
(VI) |
Total Voting rights |
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Class (III) |
Class (IV) |
Class Z
(V) |
As a %
(VII) |
As a % (VIII) |
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(A) |
Promoter and |
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(1) |
Indian |
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(a) |
Individuals/ Hindu |
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(b) |
Central Government/ |
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(c) |
Bodies Corporate |
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(d) |
Financial Institutions/ |
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(e) |
Any Other |
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Sub-Total (A)(1) |
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(2) |
Foreign |
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(a) |
Individuals (Non- |
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(b) |
Bodies Corporate |
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(C ) |
Institutions |
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(d) |
Any Other |
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Sub-Total (A)(2) |
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Total Shareholding |
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(B) |
Public shareholding |
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(1) |
Institutions |
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(a) |
Mutual Funds/ UTI |
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(b) |
Financial Institutions/ |
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(c ) |
Central Government/ |
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(d) |
Venture Capital |
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(e) |
Insurance |
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(f) |
Foreign Institutional |
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(g) |
Foreign Venture |
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(h) |
Any Other |
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Sub-Total (B)(1) |
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(2) |
Non-institutions |
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(a) |
Bodies Corporate |
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(b) |
Individuals – |
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(c ) |
Any Other |
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Sub-Total (B)(2) |
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Total Public |
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TOTAL (A)+(B) |
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Shares held by |
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GRAND TOTAL |
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For ________________________Limited
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(___________) |
Date: ______________ |
Company Secretary/ Managing Director |