1) Disclosures under SEBI (Prohibition of Insider Trading) Regulations, 2015 The Securities Exchange Board of India (SEBI) vide Circular No. CIR/ISD/01/2015 dated May 11, 2015 has notified the Disclosures under SEBI (Prohibition of Insider Trading) Regulations, 2015. The formats for the disclosure under Regulation 6 of SEBI (Prohibition of Insider Trading) Regulations, 2015, have been …
1. Exclusively listed companies of De-recognized/Non operational/exited Stock Exchanges. SEBI has issued a circular CIR/MRD/DSA/05/2015 dated 17th April, 2015 wherein it has clarified that the exclusively listed companies which fail to obtain listing in any other nationwide stock exchange will cease to be a listed company and will be moved to the dissemination board by …
SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF DEBT SECURITIES) (AMENDMENT) REGULATIONS, 2015: SEBI in the notification dated 24th March, 2015 – inserted the following regulation after regulation 17, namely,- “Right to recall or redeem prior to maturity 17A. An issuer making public issue of debt securities may recall such securities prior to …
Change in Conditions FPI investments in Govt Debt Securities SEBI has vide its circular CIR/IMD/FIIC/2/2015 dated 5th February, 2015 announced that investment of coupons in Government securities will be enabled even when the existing limits for FPIs are fully utilised. FPIs shall be permitted to invest in Government securities, the coupons received on their investments …
Single registration for Depository Participants: SEBI has vide its CIR/ MIRSD/5/ 2014 dated 30th December, 2014 made an amendment to the existing registration requirements. The existing requirement of obtaining certificate of initial registration to act as a participant and subsequently permanent registration to continue to act as a participant for each depository has been done …
1. Redressal of investor grievances through SEBI Complaints Redress System (SCORES) platform: SEBI has vide its Circular No: CIR/OIAE/1/2014 dated December 18, 2014 re-issued the details of the centralized web based complaints redress system ‘SCORES’. The purpose of SCORES is to provide a platform for aggrieved investors, whose grievances, pertaining to securities market, remain unresolved …
1. Conditions for issuance of Offshore Derivative Instruments under SEBI (Foreign Portfolio Investor) regulations, 2014 Securities Exchange Board of India (“SEBI”) has issued the circular CIR/IMD/FIIC/ 20 /2014 dated 24th November, 2014 with respect to alignment of applicable eligibility and investment norms between Foreign Portfolio Investor (FPI) regime and subscription through the Offshore Derivative Instruments …
1. Clarification on Government Debt Investment Limits SEBI has issued a circular CIR/IMD/FIIC/19/2014 dated 9th October, 2014 which clarifies that all investments by Long Term FPIs (Sovereign Wealth Funds (SWFs), Multilateral Agencies, Endowment Funds, Insurance Funds, Pension Funds and Foreign Central Banks) in the USD 5 billion Government debt limit shall continue to be made …
SEBI Amendments to Clause 49 of Equity Listing Agreement – SEBI has vide its circular CIR/CFD/POLICY CELL/7/2014 dated September 15, 2014 made amendments in Clause 49 of the Listing Agreement : Some of them are as follows : The Clause 49 of the Listing Agreement shall be applicable to all companies whose equity shares are …
1. Formats for disclosure under Regulation 30 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations). The format for the reports/disclosures to be filed under regulation 30(1) and 30(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 has been revised. The revised format is available in the circular. 2. Information regarding Grievance …
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