Uncategorized

Listing Compliances – Quarter ended June 2016

S. No Activities Regulations Acts / Regulations, etc. Compliance Due Date 1.  Statement on Investor Complaints Specifying the number of investor complaints pending at the beginning of the quarter, those received during the quarter, disposed of during the quarter and those remaining unresolved at the end of the quarter. 13(3) SEBI Listing Regulations 2015 21st …

Listing Compliances – Quarter ended June 2016 Read More »

Compliance Calendar for Listed Companies for the quarter ended on 31st March, 2016

S. No Activities Regulations Acts / Regulations, etc. Compliance Due Date 1 Compliance Certificate certifying maintenance of physical & electronic transfer facility To submit a compliance certificate to the exchange, duly signed by both that is by the compliance officer of the listed entity and the authorized representative of the share transfer agent, wherever applicable …

Compliance Calendar for Listed Companies for the quarter ended on 31st March, 2016 Read More »

Compliance Calendar as per SEBI Listing Regulations 2015 (Equity listed) for the quarter ended on 31st December, 2015

S. No Activities Regulations Acts / Regulations, etc. Compliance Due Date 1.         Statement on Investor Complaints Specifying the number of investor complaints pending at the beginning of the quarter, those received during the quarter, disposed of during the quarter and those remaining unresolved at the end of the quarter. 13(3) SEBI Listing Regulations 2015 …

Compliance Calendar as per SEBI Listing Regulations 2015 (Equity listed) for the quarter ended on 31st December, 2015 Read More »

Employee Stock Option Plan (ESOP) – Companies Act, 2013

This write-up examines various provisions governing Issue of Employee Stock Option Plans as applicable to ‘Unlisted Public Companies’. IntroductionThe idea that employees should have an ownership stake in the company led to the emergence of concept of Employee Stock Option Plan (ESOP). The concept of ESOP is believed to be the brain child of an …

Employee Stock Option Plan (ESOP) – Companies Act, 2013 Read More »

Exit Policy for De-recognized/ Non-operational Stock Exchanges

I. Introduction Securities and Exchange Board of India (‘SEBI’) vide its circular no. CIR/MRD/DSA/14/2012 dated 30th May, 2012 has issued revised guidelines in respect of exit option for de-recognized/non-operational stock exchanges. II. Applicability The said circular applies to: Recognized stock exchanges Stock exchanges that stand de-recognised as on date of the  above circular i.e, 30th …

Exit Policy for De-recognized/ Non-operational Stock Exchanges Read More »

ANNEXURE – V : DETAILS OF FAX NUMBERS TO WHICH THE RESULTS NEEDS TO BE FAXED

Names of the Authorities Address Phone Number Fax Number Bombay Stock Exchange Phiroze Jeejebhoy Towers Dalal Street Mumbai-400001   022-22721233/4   022-22721919 National Stock Exchange of India Limited Exchange Plaza, Plot no. C/1, G Block, Bandra-Kurla Complex Bandra (E) Mumbai – 400 051.   022-26598100-8114   022-26598120 National Securities Depository Limited Trade World, A wing, …

ANNEXURE – V : DETAILS OF FAX NUMBERS TO WHICH THE RESULTS NEEDS TO BE FAXED Read More »

ANNEXURE – II:SHAREDHOLDING PATTERN

Shareholding Pattern _______________________ Limited Scrip Code:                                                                                                                                Quarter Ended: March, 2014 Date Begin: 1st January, 2014  Date End          : 31st March, 2014   Table (I)(a)                                       Statement Showing Shareholding Pattern Cat. Code Category of Shareholder No.of Shares holders Total No. of Shares No.of shares held in dematerialized form Total Shareholding as a % of total no.of shares …

ANNEXURE – II:SHAREDHOLDING PATTERN Read More »

ANNEXURE – IV: NEWSPAPER NEWSPAPER ADVERTISEMENT ABOUT BOARD MEETING

NOTICE   Notice is hereby given that pursuant to Clause 41 of the Listing Agreement a meeting of the Board of Directors of the Company will be held on ___________, 2014 at ________________to consider and take on record inter-alia the Un-audited / Audited Financial Results for the Quarter ended on 31st March, 2014. For _____________________ …

ANNEXURE – IV: NEWSPAPER NEWSPAPER ADVERTISEMENT ABOUT BOARD MEETING Read More »

ANNEXURE – VI :PUBLICATION OF QUARTERLY RESULTS IN THE NEWSPAPERS

Format for submission of Unaudited / Audited financial results by companies other than Banks PART I                                                                                                                                                                        (Rs. In Lakhs) Statement of Standalone / Consolidated Unaudited / Audited Results for the Quarter and _____ Months Ended dd/mm/yyyy OR for the Year Ended dd/mm/yyyy Sr. No. Particulars 3 Months ended (dd/mm/yyyy) Preceding 3 months ended (dd/mm/yy yy) …

ANNEXURE – VI :PUBLICATION OF QUARTERLY RESULTS IN THE NEWSPAPERS Read More »