For Listed Companies for the quarter ended on 31st March, 2011

 

S. No. Activities Clause/ Regulation No. Agreement/ Regulation etc. Compliance Due Date
1. Compliance Certificate  on Corporate Governance Clause 49 Listing Agreement 15th April
2. Shareholding Pattern Clause 35 Listing Agreement 21st April
3. Intimation for holding of Board Meeting for considering the un-audited financial results for the quarter Clause 41 Listing Agreement 9 (Nine) days in advance of the Board Meeting
4. Newspaper Advertisement about Board Meeting to consider quarterly financial results Clause 41 Listing Agreement 9 (Nine) days in advance of the Board Meeting
5. Announcement of  quarterly financial Results by fax:(Simultaneously courier them to Stock Exchanges and display & upload the results with corporate filing & dissemination system (CFDS). Clause 41 Listing Agreement Within 15 minutes of the Closure of the Board meeting
6. Publication of quarterly financial results in Newspapers Clause 41 Listing Agreement Within 48 hours of the conclusion of the Board Meeting
7. Disclosures about variation in the profitability as notes to quarterly results (depending on the issues) Clause 41& 43 Listing Agreement Within 48 hours of the conclusion of the Board Meeting
8. Newspaper advertisement to disclose the status of Investor Complaints as a note to quarterly results. Clause 41 Listing Agreement Within 48 hours of the conclusion of the Board Meeting
9. Limited Review Report (If company is publishing Un-audited Financial Results) Clause 41 Listing Agreement 15th May , 2011
10. Submission of Reconciliation Audit Certificate. Regulation 55A SEBI (Depositories & Participants) Regulations, 1996 30th April,  2011
11. Any person holding more than 15% shares or voting rights in that company, shall make yearly disclosure (financial year ending as on 31st March) to the Company Regulation 8(1) SEBI(SAST) Regulations 21st April
12. A promoter including every person having control over the company shall disclose the number and percentage of shares or voting rights held by him and by Persons acting in concert with him to the Company. Regulation 8(2) SEBI(SAST) Regulations 21st April
13. Every Listed Company to make Annual Disclosure to all stock exchanges in respect of change in the holdings under Regulations 8(1) and 8(2) of SAST.. Regulation 8(3) SEBI(SAST) Regulations em name mee mom di
14. The company shall disclose the information received in respect of pledged shares under sub-regulations (1), (2) and (3) of Regulation 8A to all the stock exchanges. Regulation 8A SEBI(SAST) Regulations Within 7 days of receipt during any quarter
15. Compliance Certificate on Share Transfer Facility Clause 47(c) Listing Agreement 30th April
16. Annual Listing Fees and Annual Custodian Fees (NSDL, CDSL) Clause 38 Listing Agreement 30th April

 

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