ANNEXURE IX: COMPLIANCE CERTIFICATE ON SHARE TRANSFER FACILITY

(On the Letter Head of the PCS)

CERTIFICATE UNDER CLAUSE 47 OF THE LISTING AGREEMENT
FOR THE HALF YEAR ENDED (half year ended March / September).

I have examined all Share Transfer Deeds, Memorandum of Transfers, Registers, files and other documents relating to (name of the company) maintained by (name of the RTA) pertaining to transfer of equity shares of the company for the period from (beginning date of the half year) to (end date of the half year) for the purpose of issuing a Certificate as per Clause 47(C)of the Listing Agreement entered into by, (name of the company) with BSE and based on the information provided by the Company, I hereby certify that the Company has delivered during half year ended on (half year ended March / September) :

A) Share/Debenture Certificate(s) relating to the transfer of Shares/Debentures received during the period from 1ST (beginning date of the half year) to (end date of the half year) as entered in the Memorandum of Transfers have been issued within fifteen days of the date of lodgment for transfer, sub-division, consolidation, renewal, exchange or endorsement of calls/allotment monies from respective date of lodgment of each deed excepting those rejected on technical grounds.

B) Any other information, if applicable.

Date : (Name, Membership No and Signature of Practicing Company Secretary)

Place:

Please note that:

1) This Certificate should be given by a Practicing Company Secretary.

2) The Certificates should be given for Half Year ended March and September.

Leave a Comment

Your email address will not be published. Required fields are marked *

This site uses Akismet to reduce spam. Learn how your comment data is processed.