ANNEXURE X: COMPLIANCE CERTIFICATE ON SHARE TRANSFER FACILITY

 

Format for Disclosures under Regulation 30(1) and 30(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

 

Name of the Target Company (TC)

 

 

  1. Name(s) of the stock exchange(s) where the shares of the TC are listed

 

 

  1. Particulars of the shareholder(s) :
  1. Name of person(s) together with Persons Acting in Concert (PAC) whose total holding (including that in the form of shares, warrants, convertible securities and any other instrument that would entitles the holder to receive shares in the TC) is more than 25% of the voting rights of the TC.

 

Or

  1. Name(s) of promoter(s), member of the promoter group and PAC with him.

 

 

 

  1. Particulars of the Shareholding of person(s) mentioned at (3) above

Number of shares

% w.r.t total share / voting capital wherever applicable

% of total diluted share /  voting capital of TC (*)

As of March 31st of the Year, holding of:

  1. Shares
  2. Voting Rights (otherwise than by shares)
  3. Warrants
  4. Convertible Securities
  5. Any other instrument that would entitle the holder to receive shares in the TC.

 

 

 

 

 

Total

 

 

 

(*)  Diluted share/voting capital means the total number of shares in the TC assuming full conversion of
the outstanding convertible securities/warrants into equity shares of the TC.

 

Note

  1. In case of promoter(s) making disclosure under regulation 30(2), no additional disclosure under regulation

        30(1) is required.

 

Signature of the Authorized Signatory:

Place:

Date: