Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2016 Notification date 25th May, 2016 vide No. SEBI/LAD-NRO/GN/2016-17/003 Applicability of Regulations: These Regulations are applicable to issuers filing offer documents with the Registrar of Companies on or after the date of commencement of these regulations. In the SEBI (Issue …
Electronic book mechanism for issuance of debt securities on private placement basis (Notified vide Circular No.CIR/IMD/DF1/48/2016 dated 21st April, 2016) In order to streamline procedures for issuance of debt securities on private placement basis and enhance transparency to discover prices, it has been decided by SEBI to lay down a framework for issuance of …
Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism by Listed Stock Exchanges:SEBI has issued Circular No. CIR/MRD/DP/36/2016 dated February 15, 2016 regarding Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism: Comprehensive guidelines on sale of shares through Offer for Sale mechanism were issued vide circular no CIR/MRD/DP/18/2012 …
Circulars: Procedures for ensuring compliance with Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 (SECC Regulations) by Listed Stock Exchanges vide Circular No. CIR/MRD/DSA/01/2016 Regulation 45 of the SECC Regulations provides for listing of stock exchanges. As per Regulation 45(2) of the SECC Regulations, the Board may specify such conditions as it may …
Introduction of system-driven disclosures in securities market: The Securities Exchange Board of India (SEBI) vide Circular No. CIR/CFD/DCR/17/2015 dated 1st December, 2015 has adopted advanced systems relating to acquisition, sale and pledge of securities under the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (hereinafter referred to as “SAST Regulations”) and SEBI (Prohibition of …
Circulars: Format for Voting Results: SEBI has in exercise of the powers conferred under Regulation 44(3) read with Regulation 101(2) of Listing Regulations, vide Circular No – CIR/CFD/CMD/8/2015 dated 04.11.2015 specified the format of Voting Results prescribed under Regulation 44(3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 in Annexure I to the …
I. Format of Uniform Listing Agreement dated 13.10.2015 Securities and Exchange Board of India, in exercise of the powers conferred under sections 11(1) and 11A of the Securities and Exchange Board of India Act 1992, vide its circular dated October 13, 2015 has prescribed the format of uniform listing agreement. It is a simplified listing …
1) Securities And Exchange Board Of India (Issue of Capital And Disclosure Requirements) (Sixth Amendment) Regulations, 2015: SEBI vide Notification No. SEBI/LAD-NRO/GN/2015-16/18 dated 10th September, 2015, has amended the SEBI (ICDR) Regulations, 2009 regarding Anchor Investors as follows: “in case of allocation above Rs.250 crore; a minimum of 5 such investors and a maximum of …
1. Format of regulation 31 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Regulations): In order to ensure that adequate disclosures are made to help investors in taking an informed decision, it has been decided to modify the formats for disclosures under regulation 31 of the Regulations. 2. Circular on Implementation of the …
1. Requirements specified under the SEBI (Share Based Employee Benefits) Regulations, 2014 The Securities Exchange Board of India (SEBI) vide its Circular No. CIR/CFD/POLICY CELL/2/2015 dated June 16, 2015 has specified certain processes/disclosure requirements under the SEBI (Share Based Employee Benefits) Regulations, 2014. The following necessary guidelines are being issued: Regulation 3(3) – Minimum Provisions …
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