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ANNEXURE VII: FORMAT FOR RECONCILIATION OF SHARE CAPITAL AUDIT (FORMERLY KNOWN AS SECRETARIAL AUDIT REPORT)

RECONCILIATION OF SHARE CAPITAL AUDIT REPORT 1 For the Quarter Ended   2 ISIN               3 Face Value             4 Name of the Company   5 Registered Office Address   6 Correspondence Address   7 Telephone & Fax Nos.   8 Email address   9 Names of the Stock Exchanges where the company’s securities …

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ANNEXURE IX: COMPLIANCE CERTIFICATE ON SHARE TRANSFER FACILITY

(On the Letter Head of the PCS) CERTIFICATE UNDER CLAUSE 47 OF THE LISTING AGREEMENT FOR THE HALF YEAR ENDED (half year ended March / September). I have examined all Share Transfer Deeds, Memorandum of Transfers, Registers, files and other documents relating to (name of the company) maintained by (name of the RTA) pertaining to …

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ANNEXURE X: COMPLIANCE CERTIFICATE ON SHARE TRANSFER FACILITY

  Format for Disclosures under Regulation 30(1) and 30(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011   Name of the Target Company (TC)     Name(s) of the stock exchange(s) where the shares of the TC are listed     Particulars of the shareholder(s) : Name of person(s) together with Persons Acting …

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ANNEXURE XI: SECURITIES AND EXCHANGE BOARD OF INDIA (PROHIBITION OF INSIDER TRADING)

FORM D Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992 [Regulations 13(4), 13(4A) and 13(6)] Name, PAN No. & Address of Promoter/ Person who is No. & % of shares/ voting rights held by the Promoter/ Person Date of receipt of allotment advice/ acquisition/ sale of shares/ voting Date of intimation …

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SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI)

Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations, 2013 SEBI vide notification dated March 26, 2013 has made the following amendments in SEBI (SAST) Regulations, 2011: Clarification on reckoning the period of ninety days in case of increase of voting rights due to buyback by Target Company. Relevant date …

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